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Securities Act
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#	Item
961	Memorandum of Understanding Between the Internal Revenue Service and the Securities and Exchange Commission for Tax Exempt BondslMunicipal Securities Compliance Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-03-03 13:27:17 Government Financial regulation Internal Revenue Service Taxation in the United States Securities Act Securities Exchange Act Municipal bond U.S. Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
962	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; American Capital, Ltd., et al.; Notice of Application July 3, 2014 Agency: Securities and Exchange Commission (“Commission”). A Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-07-03 15:25:44 Financial adviser Business Corporate taxation in the United States Types of business entity Money Finance Investment 76th United States Congress Investment Advisers Act
963	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 5, 2015 In the Matter of Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-05 07:44:30 OTC Markets Group Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
964	The text below is an internet version of the Rules made by the Financial Services Commission under section 93 of the Financial Services Act 2007 and section 155 of the Securities Act 2005 and is for information purpose o Add to Reading List Source URL: www.fscmauritius.org Language: English - Date: 2013-12-30 03:40:27 Stock market United States Securities and Exchange Commission Financial services Securities Securities Act Collective investment scheme Security Prospectus Securities Fraud Deterrence and Investor Restitution Act Financial economics Investment Finance
965	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 28, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-28 14:04:32 Law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Philadelphia Stock Exchange NASDAQ United States Costs Economy of the United States Self-regulatory organizations United States securities law
966	Staff Statement on Certain Programming Changes to EDGAR for Issuers of Asset-Backed Securities Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2005-11-07 17:25:16 Finance Financial economics 73rd United States Congress Financial system Securities Form 4 Securities Exchange Act Filing Prospectus United States Securities and Exchange Commission United States securities law SEC filings
967	The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that: Boiler Room Name: Maple Securities (UK) Limited and Maple Securities (clone of FCA authorised firm) Address: Ryde Add to Reading List Source URL: www.finanstilsynet.no Language: English - Date: 2015-05-06 03:41:06 Financial Services and Markets Act United Kingdom Economy of the United Kingdom Financial Conduct Authority
968	T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-09 09:54:54 U.S. Securities and Exchange Commission Financial economics Investment Government 76th United States Congress Investment Advisers Act T. Rowe Price
969	Microsoft Word - WASHINGTON-#v14-Association_of_Institutional_INVESTORS_Cmt_Ltr_Securitization_12_19.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-01 14:25:43 Structured finance United States housing bubble Economics Mortgage-backed security Late-2000s financial crisis Asset-backed security Securitization Dodd–Frank Wall Street Reform and Consumer Protection Act Collateralized debt obligation Financial economics Finance Fixed income securities
970	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-27 19:18:43 Securities and Exchange Commission Form 10-Q Financial regulation Government Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission

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